SFC Licences of FUNG Chi Ming, Alan 馮智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Octal Capital Limited 八方金融有限公司 | RO | 6 | 03 October 2012 | |
Octal Capital Limited 八方金融有限公司 | RO | 1 | 03 October 2012 | |
Partners Capital International Limited 博大資本國際有限公司 | RO | 6 | 21 April 2004 | 29 September 2012 |
Partners Capital International Limited 博大資本國際有限公司 | RO | 1 | 21 April 2004 | 29 September 2012 |
Partners Capital International Limited 博大資本國際有限公司 | RE | 6 | 01 March 2004 | 21 April 2004 |
Partners Capital International Limited 博大資本國際有限公司 | RE | 1 | 01 March 2004 | 21 April 2004 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 1 | 04 July 2003 | 02 January 2004 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 01 April 2003 | 02 January 2004 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 4 | 01 April 2003 | 02 January 2004 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 9 | 01 April 2003 | 07 May 2003 |