SFC Licences of LEE Wilhem 李威賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 23 December 2019 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 6 | 28 March 2013 | 24 May 2019 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 14 October 2008 | 31 December 2016 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 03 October 2007 | 14 October 2008 |