SFC Licences of LAM Man 林敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 December 2018 | |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 7 | 04 August 2003 | 29 April 2004 |
BOCI Bullion Company Limited 中銀國際金業有限公司 | RE | 1 | 04 August 2003 | 29 April 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 23 August 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 25 June 2003 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2003 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2003 |