SFC Licences of POON Yun Keung 潘潤強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OIL Assets Securities Limited 恩明資產証券有限公司 RE 1 10 July 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 19 July 2017 21 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 19 July 2017 21 June 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 03 March 2011 30 June 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 03 March 2011 30 June 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 11 December 2008 16 January 2010
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 11 December 2008 16 January 2010
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 5 07 August 2008 31 October 2008
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 4 07 August 2008 31 October 2008
South China Commodities Limited 南華期貨有限公司 RE 2 22 August 2003 01 June 2004
South China Securities Limited 南華證券投資有限公司 RE 1 22 August 2003 01 June 2004