SFC Licences of LAM Chi Fu 林志富

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Monmonkey Group Securities Limited 大聖證券有限公司 RO 4 24 May 2019
Monmonkey Group Securities Limited 大聖證券有限公司 RO 1 24 May 2019
Monmonkey Group Securities Limited 大聖證券有限公司 RE 4 18 March 2019 24 May 2019
Monmonkey Group Securities Limited 大聖證券有限公司 RE 1 18 March 2019 24 May 2019
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司 RE 9 06 June 2017 31 December 2018
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司 RE 4 06 June 2017 31 December 2018
Cathaysia Securities Limited 華夏證券有限公司 RO 1 14 February 2017 31 December 2018
Aristo Securities Limited 雅利多證券有限公司 RO 1 06 August 2014 15 December 2016
Metro Capital Futures Limited 美高期貨有限公司 RE 2 28 August 2013 15 October 2013
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 28 August 2013 15 October 2013
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 11 June 2007 01 July 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 11 June 2007 01 July 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 11 June 2007 01 July 2013
South China Research Limited 南華資料研究有限公司 RE 4 10 April 2006 31 May 2007
South China Commodities Limited 南華期貨有限公司 RE 2 04 October 2005 31 May 2007
South China Securities Limited 南華證券投資有限公司 RE 1 21 July 2005 31 May 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 21 July 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004