SFC Licences of CHOW Wai Chi, Alex 鄒偉智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hung Sing Futures Limited 鴻昇期貨有限公司 | RO | 2 | 23 November 2004 | 29 June 2020 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 | RE | 2 | 01 April 2003 | 23 November 2004 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 4 | 01 April 2003 | 30 July 2003 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 6 | 01 April 2003 | 30 July 2003 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 | RE | 5 | 01 April 2003 | 30 July 2003 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 01 April 2003 |