SFC Licences of LO Ka Fai, Lawrence 盧家暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 09 March 2011 | 15 August 2012 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 02 March 2007 | 23 December 2021 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 02 March 2007 | 09 March 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 13 June 2005 | 09 February 2007 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 10 November 2004 | 09 February 2007 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 01 April 2003 | 01 November 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 9 | 01 April 2003 | 05 January 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 5 | 01 April 2003 | 05 January 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 7 | 01 April 2003 | 05 January 2004 |