SFC Licences of MOK Kon Lim 莫幹濂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	9	10 March 2022
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	3	28 December 2020
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	5	24 January 2020
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	4	24 January 2020
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	2	24 January 2020
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RO	1	24 January 2020
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RE	1	13 December 2019	24 January 2020
Hantec Securities Co. Limited 亨達證券有限公司	RE	1	13 September 2019	01 November 2019
Weshine Securities Company Limited 同輝證券有限公司	RO	4	19 September 2016	31 August 2017
Weshine Securities Company Limited 同輝證券有限公司	RO	1	19 September 2016	31 August 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RO	5	05 July 2012	23 July 2015
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RO	2	05 July 2012	23 July 2015
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司	RO	4	25 June 2012	23 July 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	4	25 June 2012	23 July 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	1	25 June 2012	23 July 2015
ABCI Securities Company Limited 農銀國際證券有限公司	RO	1	08 March 2011	11 June 2012
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	16 June 2009	08 March 2011
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司	RE	1	22 September 2008	14 June 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	12 February 2008	07 September 2008
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	12 February 2008	07 September 2008
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	18 September 2007	07 January 2008
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	18 September 2007	07 January 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	18 September 2007	07 January 2008
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	10 July 2007	02 September 2007
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	10 July 2007	02 September 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	10 May 2006	01 July 2007
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	10 May 2006	01 July 2007
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	10 May 2006	01 July 2007
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	01 August 2005	30 April 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	2	01 August 2005	30 April 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	01 August 2005	30 April 2006