SFC Licences of KWAN Lok Sing 關樂聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HongDa Securities Limited 弘達金控證券有限公司	RO	1	07 January 2019	15 January 2020
CMB International Securities Limited 招銀國際證券有限公司	RO	1	19 May 2011	29 May 2018
CMB International Securities Limited 招銀國際證券有限公司	RE	1	24 September 2010	19 May 2011
CMB International Capital Holdings Corporation Limited	RE	1	13 July 2009	16 November 2010
BOCI Securities Limited 中銀國際證券有限公司	RE	1	04 January 2008	08 July 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	03 July 2007	19 December 2007
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	02 May 2007	23 June 2007
Lehin Securities Limited 利興股票有限公司	RE	1	09 February 2007	13 April 2007
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	16 October 2006	25 October 2006
Instinet Alpha Trading Limited 極訊香港有限公司	RE	1	01 April 2003	11 September 2006
Instinet Alpha Trading Limited 極訊香港有限公司	RE	7	01 April 2003	11 September 2006
Instinet Alpha Trading Limited 極訊香港有限公司	RE	4	01 April 2003	11 September 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	1	01 April 2003	11 September 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	4	01 April 2003	11 September 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	7	01 April 2003	11 September 2006
Instinet Pacific Limited 極訊亞太有限公司	RE	6	01 April 2003	07 June 2004
Instinet Alpha Trading Limited 極訊香港有限公司	RE	9	01 April 2003	07 June 2004
Instinet Alpha Trading Limited 極訊香港有限公司	RE	6	01 April 2003	07 June 2004
Instinet Pacific Limited 極訊亞太有限公司	RE	9	01 April 2003	07 June 2004