SFC Licences of NG Yiu Kwan 吳耀堃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 7 04 August 2003 29 April 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 1 04 August 2003 29 April 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 27 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 25 June 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 25 June 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 25 June 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 25 June 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 25 June 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003