SFC Licences of LAW Ka Kin 羅家健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CASH Algo Finance Group Limited 時富量化金融集團有限公司 RO 9 08 June 2016 29 June 2018
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 14 April 2015 02 June 2016
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 14 April 2015 02 June 2016
Celestial Securities Limited 時富證券有限公司 RE 1 25 March 2015 02 June 2016
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 25 March 2015 14 April 2015
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 25 March 2015 14 April 2015
Grace Financial Limited 恩榮金融有限公司 RO 9 05 October 2010 30 November 2014
Grace Financial Limited 恩榮金融有限公司 RO 4 05 October 2010 30 November 2014
Grace Financial Limited 恩榮金融有限公司 RE 9 01 September 2010 05 October 2010
Grace Financial Limited 恩榮金融有限公司 RE 4 01 September 2010 05 October 2010
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 9 07 November 2008 03 July 2010
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 4 07 November 2008 03 July 2010
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 23 January 2008 03 July 2010
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 23 January 2008 03 July 2010
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 23 January 2008 03 July 2010
Value Partners Limited 惠理基金管理公司 RE 1 23 January 2008 03 July 2010
Value Partners Limited 惠理基金管理公司 RE 9 18 January 2007 03 July 2010
Value Partners Limited 惠理基金管理公司 RE 4 18 January 2007 03 July 2010
Sensible Asset Management Limited 盛寶資產管理有限公司 RO 9 08 September 2005 03 July 2010
Sensible Asset Management Limited 盛寶資產管理有限公司 RO 4 08 September 2005 03 July 2010
Celestial Securities Limited 時富證券有限公司 RO 1 13 November 2003 05 November 2004
Celestial Securities Limited 時富證券有限公司 RO 7 13 November 2003 19 February 2004
CASH Research Limited 時富證券研究有限公司 RO 4 01 April 2003 05 November 2004
Celestial Capital Limited 時富融資有限公司 RO 6 01 April 2003 05 November 2004
Celestial Finance Limited 時富財務有限公司 RO 8 01 April 2003 20 January 2004