SFC licenceholder ABS358 CHAN Wai Chung 陳偉聰

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 23 October 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 23 October 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 05 August 2016 25 September 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE [1] (Dealing in Securities) 06 November 2015 25 September 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE [1] (Dealing in Securities) 09 January 2015 16 July 2015
Magusta Securities Limited 邁高達證券有限公司 RE [1] (Dealing in Securities) 10 July 2006 31 December 2014
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE [1] (Dealing in Securities) 01 April 2003 08 July 2006
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 19 May 2004