SFC Licences of LAI Suk Yee 黎淑儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 30 September 2022
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 RE 1 02 June 2022 22 September 2022
Central Wealth Futures Limited 中達期貨有限公司 RE 2 11 August 2017 30 September 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 11 August 2017 30 September 2019
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 06 October 2011 31 July 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 06 October 2011 31 July 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 13 October 2005 23 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 April 2003 23 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 6 01 April 2003 27 January 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 4 01 April 2003 27 January 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 9 01 April 2003 27 January 2004
Huarong International Securities Limited 華融國際證券有限公司 RE 7 01 April 2003 27 January 2004