SFC Licences of CHAU Kwok Wing, Kelvin 周國榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Capital International Limited | RO | 6 | 07 June 2022 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 4 | 07 June 2022 | |
| Harmony Advisors Limited 喜望利顧問有限公司 | RO | 1 | 07 June 2022 | |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | 4 | 16 August 2010 | 18 October 2019 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | 1 | 16 August 2010 | 18 October 2019 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 6 | 27 April 2005 | 07 March 2022 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 4 | 27 April 2005 | 07 March 2022 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RO | 1 | 27 April 2005 | 07 March 2022 |