SFC Licences of PURDIE Ross Kenyon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 10 December 2009 01 November 2011
CLSA Limited 中信里昂證券有限公司 RE 1 22 September 2008 05 February 2009