SFC Licences of TAM Wai Chi, Elly 譚慧慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GEO Securities Limited 智易東方證券有限公司 RO 9 22 August 2018 04 July 2022
GEO Securities Limited 智易東方證券有限公司 RO 4 22 August 2018 04 July 2022
GEO Securities Limited 智易東方證券有限公司 RO 1 22 August 2018 04 July 2022
GEO Securities Limited 智易東方證券有限公司 RE 4 19 December 2017 22 August 2018
GEO Securities Limited 智易東方證券有限公司 RE 1 19 December 2017 22 August 2018
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 9 21 June 2017 24 November 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 4 21 June 2017 24 November 2017
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 1 21 June 2017 24 November 2017
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 01 June 2005 08 June 2017
Get Nice Securities Limited 結好證券有限公司 RE 1 01 June 2005 08 June 2017
Great Bay Securities Limited 大灣區深港證券有限公司 RE 1 01 April 2003 31 May 2005
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 2 01 April 2003 31 May 2005
Great Bay Securities Limited 大灣區深港證券有限公司 RE 6 01 April 2003 05 February 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 5 01 April 2003 05 February 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 9 01 April 2003 05 February 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 4 01 April 2003 05 February 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 9 01 April 2003 05 February 2004