SFC Licences of CHENG Ka Wa 鄭家華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 9 18 February 2021
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 18 February 2021
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 18 February 2021
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 9 30 November 2020 18 February 2021
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 RO 9 29 July 2019 14 July 2020
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RO 1 19 February 2019 03 June 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RO 2 22 May 2014 27 July 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 4 22 May 2014 27 July 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 1 22 May 2014 27 July 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 24 September 2013 22 May 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 24 September 2013 22 May 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 19 September 2013
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 19 September 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 20 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 20 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003