SFC Licences of LAM Shung Yau, Andy 林崇有

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 RE 1 14 February 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 04 December 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 02 June 2005 04 December 2018
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 02 June 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003