SFC Licences of BRADLEY Edmund Hugh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 11 February 2020 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 September 2019 | 11 February 2020 |
CLSA Limited 中信里昂證券有限公司 | RO | 7 | 09 July 2013 | 10 May 2017 |
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 01 April 2003 | 16 April 2019 |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 01 April 2003 | 16 April 2019 |
CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 01 April 2003 | 18 June 2014 |
CLSA Limited 中信里昂證券有限公司 | RO | 9 | 01 April 2003 | 17 August 2004 |
CLSA Limited 中信里昂證券有限公司 | RO | 6 | 01 April 2003 | 17 August 2004 |