SFC Licences of BRADLEY Edmund Hugh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 4 11 February 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4 13 September 2019 11 February 2020
CLSA Limited 中信里昂證券有限公司
RO 7 09 July 2013 10 May 2017
CLSA Limited 中信里昂證券有限公司
RO 1, 4 01 April 2003 16 April 2019
CLSA Research Limited 里昂證券投資研究有限公司
RO 4 01 April 2003 18 June 2014
CLSA Limited 中信里昂證券有限公司
RO 6, 9 01 April 2003 17 August 2004