SFC Licences of NG Kam Fung, Frances 吳錦鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 9 | 31 January 2019 | |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 4 | 31 January 2019 | |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 1 | 17 September 2018 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 9 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 2 | 01 April 2003 | 26 June 2003 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 5 | 01 April 2003 | 26 June 2003 |