SFC Licences of CHEUNG King Wai Annie 張敬慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAIIS Limited | RE | 4 | 22 June 2016 | 18 July 2016 |
| CAIIS Limited | RE | 1 | 22 June 2016 | 18 July 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 20 October 2014 | 13 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 20 October 2014 | 13 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 20 October 2014 | 13 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 20 October 2014 | 13 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 09 November 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 10 September 2010 | 09 November 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 December 2003 | 10 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 21 October 2003 |