SFC Licences of CHAN Ka Lok 陳家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 23 January 2008 31 August 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 23 January 2008 31 August 2023
Alpha Securities Company Limited 亞華證券有限公司 RE 1 01 April 2003 11 January 2008
Alpha Futures Company Limited 亞華期貨有限公司 RE 2 01 April 2003 11 January 2008
Alpha Futures Company Limited 亞華期貨有限公司 RE 9 01 April 2003 21 January 2005
Alpha Securities Company Limited 亞華證券有限公司 RE 4 01 April 2003 21 January 2005
Alpha Securities Company Limited 亞華證券有限公司 RE 6 01 April 2003 21 January 2005
Alpha Securities Company Limited 亞華證券有限公司 RE 9 01 April 2003 21 January 2005
Alpha Futures Company Limited 亞華期貨有限公司 RE 5 01 April 2003 21 January 2005