SFC Licences of CHAN Ka Lok 陳家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 23 January 2008 | 31 August 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 23 January 2008 | 31 August 2023 |
Alpha Securities Company Limited 亞華證券有限公司 | RE | 1 | 01 April 2003 | 11 January 2008 |
Alpha Futures Company Limited 亞華期貨有限公司 | RE | 2 | 01 April 2003 | 11 January 2008 |
Alpha Futures Company Limited 亞華期貨有限公司 | RE | 9 | 01 April 2003 | 21 January 2005 |
Alpha Securities Company Limited 亞華證券有限公司 | RE | 4 | 01 April 2003 | 21 January 2005 |
Alpha Securities Company Limited 亞華證券有限公司 | RE | 6 | 01 April 2003 | 21 January 2005 |
Alpha Securities Company Limited 亞華證券有限公司 | RE | 9 | 01 April 2003 | 21 January 2005 |
Alpha Futures Company Limited 亞華期貨有限公司 | RE | 5 | 01 April 2003 | 21 January 2005 |