SFC Licences of LEUNG Lim Ng, Jenny 梁念吾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Somerley Capital Limited 新百利融資有限公司 | RO | 6 | 27 December 2013 | |
Shang International Finance Limited 尚融國際金融有限公司 | RO | 6 | 12 April 2010 | 03 June 2014 |
Goldin Financial Limited 高銀融資有限公司 | RO | 6 | 01 June 2009 | 26 February 2010 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 26 January 2007 | 17 March 2008 |
Mason Securities Limited 茂宸證券有限公司 | RO | 6 | 21 October 2004 | 01 November 2006 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 21 October 2004 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 22 September 2004 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 22 September 2004 |