SFC Licences of MARTIN Todd Stuart

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	21 February 2013	29 May 2013
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	21 February 2013	29 May 2013
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	21 February 2013	29 May 2013
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司	RE	4	30 April 2012	14 July 2012
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司	RE	2	30 April 2012	14 July 2012
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司	RE	1	30 April 2012	14 July 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RO	5	16 November 2010	02 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RO	2	16 November 2010	02 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RO	4	16 September 2010	02 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RO	1	16 September 2010	02 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	06 July 2010	16 September 2010
MainFirst Securities Hong Kong Limited	RE	4	27 November 2009	12 February 2010
Fox-Pitt, Kelton (Asia) Limited	RE	1	23 January 2009	16 October 2009
CLSA Futures Limited 里昂期貨有限公司	RE	5	08 July 2006	13 November 2008
CLSA Futures Limited 里昂期貨有限公司	RE	2	08 July 2006	13 November 2008
CLSA Limited 中信里昂證券有限公司	RE	4	08 July 2006	13 November 2008
CLSA Limited 中信里昂證券有限公司	RE	1	08 July 2006	13 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	29 November 2004	13 May 2006
Morgan Stanley Hong Kong Futures Limited	RE	7	20 July 2004	13 May 2006
Morgan Stanley Hong Kong Futures Limited	RE	2	20 July 2004	13 May 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	20 July 2004	13 May 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	20 July 2004	13 May 2006