SFC Licences of LEE Kwong Yiu 李光耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 11 November 2013 | |
Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 02 August 2012 | 31 October 2013 |
Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 02 August 2012 | 31 May 2013 |
Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 31 July 2012 |
Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 31 July 2012 |
Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 14 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |