SFC Licences of LEE Kwong Yiu 李光耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 11 November 2013
Elstone Securities Limited 千里碩證券有限公司 RE 1 02 August 2012 31 October 2013
Topmore Commodities Limited 德盛期貨有限公司 RE 2 02 August 2012 31 May 2013
Interchina Securities Limited 國中證券有限公司 RE 1 01 April 2003 31 July 2012
Interchina Futures Limited 國中期貨有限公司 RE 2 01 April 2003 31 July 2012
Interchina Futures Limited 國中期貨有限公司 RE 5 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RE 9 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RE 6 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RE 4 01 April 2003 14 January 2004
Interchina Futures Limited 國中期貨有限公司 RE 9 01 April 2003 14 January 2004