SFC Licences of LAU Kan Wah 劉勤華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| The Core Securities Company Limited 核聚證券有限公司 | RE | 9 | 24 October 2018 | 08 April 2019 |
| The Core Securities Company Limited 核聚證券有限公司 | RE | 4 | 24 October 2018 | 08 April 2019 |
| The Core Securities Company Limited 核聚證券有限公司 | RE | 1 | 24 October 2018 | 08 April 2019 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 09 September 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 09 September 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 09 September 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 09 September 2008 | 23 November 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 December 2003 | 09 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 December 2003 | 09 November 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 09 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 09 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 09 November 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 April 2003 | 09 November 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 7 | 01 April 2003 | 15 February 2005 |
| J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |