SFC Licences of KING Tat Hung, Alex 金達鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 4 01 February 2019 16 September 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 25 January 2019 16 September 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 25 January 2019 16 September 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 27 November 2018 25 January 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 27 November 2018 25 January 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 5 22 November 2017 07 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 4 22 November 2017 07 August 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 2 03 January 2014 07 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 03 January 2014 07 August 2018
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 2 03 July 2013 15 November 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 03 July 2013 15 November 2013
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 08 March 2013 03 July 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 08 March 2013 03 July 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 20 December 2011 13 April 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 20 December 2011 13 April 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 09 September 2008 10 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 09 September 2008 10 December 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 23 August 2008
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 23 August 2008
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 20 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003