SFC Licences of LAM Yiu Wing 林耀榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LBN Advisers Limited 利邦投資顧問有限公司 | RO | 9 | 13 September 2007 | 31 October 2009 |
| South Ocean Management Limited | RE | 9 | 13 April 2007 | 31 August 2007 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 03 May 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 03 May 2004 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 03 May 2004 |