SFC Licences of KUNG Chun Hung, Ronnie 龔臻虹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RO 5 14 December 2018
Bank of China International Limited 中銀國際有限公司 5 05 September 2018
Bank of China International Limited 中銀國際有限公司 4 05 September 2018
Bank of China International Limited 中銀國際有限公司 2 05 September 2018
Bank of China International Limited 中銀國際有限公司 1 05 September 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 4 08 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 2 08 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 1 08 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 22 January 2014 08 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 January 2014 08 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 3 22 January 2014 21 November 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 20 January 2010 13 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 20 January 2010 13 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 20 January 2010 13 December 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RO 2 20 January 2010 22 January 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 20 January 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 20 January 2010
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 20 January 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 20 January 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003