SFC licenceholder ABU360 WU I Kwei, Daniel 吳一揆

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 March 2006
KGI Wealth Management Limited 凱基財富管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 May 2005 07 October 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 October 2004 30 May 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE [1] (Dealing in Securities) 30 August 2004 30 May 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE [9] (Asset Management) 30 August 2004 18 March 2005
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO [1] (Dealing in Securities), [9] (Asset Management) 14 January 2004 15 March 2004