SFC Licences of WU I Kwei, Daniel 吳一揆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 9 | 13 March 2006 | 01 August 2022 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 6 | 13 March 2006 | 01 August 2022 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 4 | 13 March 2006 | 01 August 2022 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 13 March 2006 | 01 August 2022 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 6 | 30 May 2005 | 07 October 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 30 May 2005 | 07 October 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 30 May 2005 | 07 October 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 25 October 2004 | 30 May 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 25 October 2004 | 30 May 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 30 August 2004 | 30 May 2005 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 30 August 2004 | 18 March 2005 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 9 | 14 January 2004 | 15 March 2004 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 14 January 2004 | 15 March 2004 |