SFC Licences of CHONG Gan 莊瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 28 October 2020 15 January 2021
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 28 October 2020 15 January 2021
Hua Liang Securities Limited 華量證券有限公司 RO 1 11 September 2019 30 September 2020
Hua Liang Securities Limited 華量證券有限公司 RE 5 11 September 2019 30 September 2020
Hua Liang Securities Limited 華量證券有限公司 RE 4 11 September 2019 30 September 2020
Hua Liang Securities Limited 華量證券有限公司 RE 2 11 September 2019 30 September 2020
Hua Liang Securities Limited 華量證券有限公司 RE 1 07 August 2019 11 September 2019
Hua Liang Capital Limited 華量資本有限公司 RO 6 22 July 2019 30 September 2020
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 08 July 2016 11 January 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 08 July 2016 11 January 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 18 March 2016 11 January 2019
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 30 December 2015 08 July 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 30 December 2015 08 July 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 25 November 2013 30 June 2015
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 25 November 2013 30 June 2015