SFC Licences of LEE Yuen Man, Sandra 李婉雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 21 June 2012 02 August 2012
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 9 15 July 2011 02 August 2012
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 4 15 July 2011 02 August 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RO 1 15 July 2011 02 August 2012
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 15 November 2010 15 July 2011
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 15 November 2010 15 July 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 15 November 2010 15 July 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 9 03 May 2010 20 September 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 26 March 2010 20 September 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 08 May 2009 03 May 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 May 2009 26 March 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 16 January 2006 24 April 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 14 December 2005 16 January 2006
HSBC Investment Funds (Hong Kong) Limited RO 1 11 May 2004 30 November 2005
Halbis Capital Management (Hong Kong) Limited RO 1 11 May 2004 30 August 2004
HSBC Global Asset Management (Hong Kong) Limited RO 9 01 April 2003 30 November 2005
HSBC Investment Funds (Hong Kong) Limited RO 4 01 April 2003 30 November 2005
HSBC Investment Funds (Hong Kong) Limited RO 9 01 April 2003 30 November 2005
HSBC Global Asset Management (Hong Kong) Limited RO 4 01 April 2003 30 November 2005
Halbis Capital Management (Hong Kong) Limited RE 1 01 April 2003 11 May 2004
HSBC Investment Funds (Hong Kong) Limited RE 1 01 April 2003 11 May 2004
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 07 May 2004
Halbis Capital Management (Hong Kong) Limited RE 4 01 April 2003 07 May 2004
Halbis Capital Management (Hong Kong) Limited RE 6 01 April 2003 07 May 2004
Halbis Capital Management (Hong Kong) Limited RE 9 01 April 2003 07 May 2004
HSBC Investment Funds (Hong Kong) Limited RE 6 01 April 2003 07 May 2004