SFC Licences of WONG Chi Wah, Philip 黃智華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rasong Asset Management Limited 瑞松資本有限公司 |
RO | 4 | 21 January 2022 | 31 May 2022 |
| Yee Tai Capital Limited 億泰資本有限公司 |
RO | 4 | 07 May 2021 | 19 November 2021 |
| Yee Tai Capital Limited 億泰資本有限公司 |
RO | 9 | 07 May 2021 | 18 November 2021 |
| OX Financial Securities Limited 小牛金服證券有限公司 |
RE | 1 | 29 June 2020 | 29 April 2021 |
| Lumineux Securities Limited 世傳證券有限公司 |
RE | 4 | 07 May 2020 | 25 May 2020 |
| Lumineux Securities Limited 世傳證券有限公司 |
RE | 1 | 22 April 2020 | 25 May 2020 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RE | 1, 2 | 24 October 2019 | 20 December 2019 |
| CVP Securities Limited 星火證券有限公司 |
RO | 1 | 26 September 2018 | 31 August 2019 |
| CVP Securities Limited 星火證券有限公司 |
RE | 2 | 22 September 2014 | 31 August 2019 |
| CVP Securities Limited 星火證券有限公司 |
RE | 1 | 03 April 2014 | 26 September 2018 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RE | 1 | 12 April 2013 | 31 January 2014 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RE | 1 | 23 November 2011 | 05 April 2013 |
| Beijing Securities Limited 北京證券有限公司 |
RE | 2 | 13 June 2011 | 03 October 2011 |
| Beijing Securities Limited 北京證券有限公司 |
RE | 1 | 05 June 2008 | 03 October 2011 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RE | 1 | 14 November 2007 | 02 June 2008 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | 1 | 13 March 2007 | 14 November 2007 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RE | 1 | 18 April 2006 | 13 March 2007 |
| Beijing Securities Limited 北京證券有限公司 |
RE | 1 | 30 August 2004 | 13 April 2006 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RE | 1 | 13 April 2004 | 24 June 2004 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RE | 1 | 23 March 2004 | 31 March 2004 |