SFC Licences of WONG Chi Wah, Philip 黃智華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rasong Asset Management Limited 瑞松資本有限公司
RO 4 21 January 2022 31 May 2022
Yee Tai Capital Limited 億泰資本有限公司
RO 4 07 May 2021 19 November 2021
Yee Tai Capital Limited 億泰資本有限公司
RO 9 07 May 2021 18 November 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 29 June 2020 29 April 2021
Lumineux Securities Limited 世傳證券有限公司
RE 4 07 May 2020 25 May 2020
Lumineux Securities Limited 世傳證券有限公司
RE 1 22 April 2020 25 May 2020
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司
RE 1, 2 24 October 2019 20 December 2019
CVP Securities Limited 星火證券有限公司
RO 1 26 September 2018 31 August 2019
CVP Securities Limited 星火證券有限公司
RE 2 22 September 2014 31 August 2019
CVP Securities Limited 星火證券有限公司
RE 1 03 April 2014 26 September 2018
Hou Tak Securities Limited 厚德證券有限公司
RE 1 12 April 2013 31 January 2014
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司
RE 1 23 November 2011 05 April 2013
Beijing Securities Limited 北京證券有限公司
RE 2 13 June 2011 03 October 2011
Beijing Securities Limited 北京證券有限公司
RE 1 05 June 2008 03 October 2011
Hou Tak Securities Limited 厚德證券有限公司
RE 1 14 November 2007 02 June 2008
Hou Tak Securities Limited 厚德證券有限公司
RO 1 13 March 2007 14 November 2007
Hou Tak Securities Limited 厚德證券有限公司
RE 1 18 April 2006 13 March 2007
Beijing Securities Limited 北京證券有限公司
RE 1 30 August 2004 13 April 2006
Realink Financial Trade Limited 滙信理財有限公司
RE 1 13 April 2004 24 June 2004
Kaiser Securities Limited 嘉信証券有限公司
RE 1 23 March 2004 31 March 2004