SFC Licences of CHUNG Ka Ki 鍾家祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 12 July 2018
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 03 July 2012 12 July 2018
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 03 July 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 03 July 2012 30 June 2016
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 16 May 2008 01 September 2010
Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 RE 1 23 August 2007 01 September 2010
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 01 September 2010
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003