SFC Licences of LIU Shao Li 劉曉黎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Potomac Capital Limited 波多馬克投資有限公司 | RO | 9 | 13 June 2008 | |
| PaydenPotomac Limited | RO | 9 | 04 July 2006 | 26 October 2009 |
| Potomac Capital Limited 波多馬克投資有限公司 | RO | 1 | 08 March 2004 | |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 April 2003 | 02 March 2004 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 09 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 09 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 7 | 01 April 2003 | 09 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 09 August 2003 |