SFC Licences of LAMBERT Pascal Jean-Louis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 09 April 2010 | 08 October 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 26 June 2009 | 08 October 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 June 2009 | 09 April 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 4 | 03 January 2008 | 27 April 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 03 January 2008 | 27 April 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 7 | 03 January 2008 | 01 October 2008 |