SFC Licences of SO Kin Wai 蘇健偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 20 June 2013 06 November 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 August 2009 06 November 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 28 August 2009 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 28 August 2009 31 August 2013