SFC Licences of NG Suk Yin, Virginia 吳淑燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 23 August 2004 | 31 May 2021 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 13 October 2003 | 15 April 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 03 September 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 03 September 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 03 September 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 03 September 2003 |