SFC Licences of KWOK Pui Ying 郭佩瑛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	4	20 May 2016	06 July 2016
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RE	1	22 April 2014	06 July 2016
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RO	1	30 September 2013	22 April 2014
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	5	16 September 2013	06 July 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RO	2	16 September 2013	06 July 2016
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	14 March 2013	06 July 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	27 November 2012	06 July 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	5	28 August 2012	06 July 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	2	28 August 2012	06 July 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	10 April 2012	16 September 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	10 April 2012	27 November 2012
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	10 January 2012
Morgan Stanley Hong Kong Securities Limited	RE	1	01 April 2003	10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	10 January 2012
Morgan Stanley Hong Kong Futures Limited	RE	2	01 April 2003	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	01 April 2003	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004