SFC Licences of LAM Yu On 林裕安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SW Capital Management Limited 信永資本管理有限公司 RO 9 14 April 2022
SW Capital Management Limited 信永資本管理有限公司 RO 4 14 April 2022
Well King Asset Management Limited 華國資產管理有限公司 RO 9 15 January 2021 09 April 2021
Well King Asset Management Limited 華國資產管理有限公司 RO 4 15 January 2021 09 April 2021
Well King Asset Management Limited 華國資產管理有限公司 RE 9 18 December 2020 15 January 2021
Well King Asset Management Limited 華國資產管理有限公司 RE 4 18 December 2020 15 January 2021
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 9 09 June 2017 21 August 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 4 09 June 2017 21 August 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 1 09 June 2017 21 August 2019
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RE 2 09 June 2017 21 August 2019
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RO 9 05 May 2016 31 May 2017
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 RO 4 05 May 2016 31 May 2017
China Finance KAB Limited 中金三甲證券有限公司 RE 2 08 April 2015 31 May 2017
China Finance KAB Limited 中金三甲證券有限公司 RE 1 08 April 2015 31 May 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 20 March 2008 12 December 2013
CES International Commodities (HK) Limited RE 2 04 February 2005 12 December 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 04 February 2005 12 December 2013
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 16 March 2004 15 January 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 16 March 2004 15 January 2005
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 5 01 April 2003 27 February 2004
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 9 01 April 2003 27 February 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 27 February 2004
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 01 April 2003 27 February 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 27 February 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 27 February 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 27 February 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 27 February 2004