SFC Licences of LI Stephanie 李培芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	28 October 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RO	2	06 August 2003	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	4	06 August 2003	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	1	06 August 2003	28 October 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RO	9	06 August 2003	24 April 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	7	01 April 2003	11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	01 April 2003	06 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	01 April 2003	06 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	9	01 April 2003	06 August 2003
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	01 April 2003	06 August 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	6	01 April 2003	25 June 2003