SFC Licences of LEE Chi Sing 李志成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 12 November 2019 01 February 2023
Metro Capital Securities Limited 美高證券有限公司 RE 1 15 September 2006 31 October 2019
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003 02 September 2006
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 19 July 2004