SFC Licences of LEE Chi Sing 李志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 November 2019 | 01 February 2023 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 15 September 2006 | 31 October 2019 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 02 September 2006 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |