SFC Licences of LAW For Yau 羅火有

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 30 April 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 April 2014 30 April 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 April 2014 02 October 2017
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 06 February 2012 08 April 2014
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 06 February 2012 08 April 2014
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 30 July 2003 10 December 2011
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 30 July 2003 01 August 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 10 December 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 24 June 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 24 June 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 24 June 2003