SFC Licences of POON Nai Chuen, Aaron 潘乃全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 06 December 2003 | 04 March 2005 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 06 December 2003 | 04 March 2005 |
J.P. Morgan Futures Hong Kong Limited | RO | 5 | 01 April 2003 | 06 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RO | 2 | 01 April 2003 | 06 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RO | 9 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RO | 7 | 01 April 2003 | 02 December 2003 |