SFC Licences of KWOK Chi Hung 郭熾雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 September 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 3 06 January 2014 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 06 January 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 January 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 08 July 2013 13 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 08 July 2013 13 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 08 July 2013 13 December 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 16 March 2010 08 July 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 16 March 2010 08 July 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RO 2 16 March 2010 22 January 2013
HSBC Broking (China) Limited 滙豐金融(中國)有限公司 RO 1 24 December 2009 13 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 04 September 2006 08 July 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 16 March 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 16 March 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 04 September 2006
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003