SFC Licences of SUM Wai Kei, Wilfred 岑偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCOM International Securities Limited 交銀國際證券有限公司	RO	1	10 August 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	10 August 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	10 August 2017
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	13 April 2017	10 August 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	13 April 2017	10 August 2017
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	13 April 2017	10 August 2017
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	13 April 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	6	23 November 2016	28 December 2016
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	23 November 2016	28 December 2016
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	23 November 2016	28 December 2016
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	11 August 2015	06 September 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	12 September 2008	06 September 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	12 September 2008	06 September 2016
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司	RO	6	24 July 2008	08 September 2008
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司	RO	6	18 August 2005	21 April 2008
KGI Wealth Management Limited 凱基財富管理有限公司	RO	6	19 May 2004	21 April 2008
KGI Wealth Management Limited 凱基財富管理有限公司	RE	6	04 September 2003	19 May 2004