SFC Licences of OR Chui Yin, Loletta 柯翠賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Demeter Securities Limited 國農證券有限公司 RE 1 01 November 2016
Enlighten Futures Limited 名匯期貨有限公司 RE 2 18 August 2015 21 October 2016
Enlighten Securities Limited 名匯證券有限公司 RE 1 18 August 2015 21 October 2016
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 17 July 2014 01 August 2015
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 July 2014 01 August 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 3 08 October 2012 28 June 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 08 October 2012 28 June 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 October 2012 28 June 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 13 September 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 13 September 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 13 September 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003