SFC Licences of CHEUNG Adrian Kwok Kuen 張國權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 24 March 2023 | |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 24 December 2012 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 September 2006 | 29 November 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 September 2006 | 29 November 2011 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 26 May 2005 | 04 August 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 26 May 2005 | 04 August 2006 |