SFC Licences of GRIFFIN Alistair John Barrie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pemberton Investments (Hong Kong) Limited | RO | 9 | 08 April 2010 | 30 June 2022 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 4 | 01 April 2003 | 12 September 2009 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 6 | 01 April 2003 | 12 September 2009 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 9 | 01 April 2003 | 12 September 2009 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 1 | 01 April 2003 | 12 September 2009 |