SFC Licences of MAK Kar Wai, Carol Michele 麥嘉慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Global Asset Management (Hong Kong) Limited	RE	2	18 May 2016	10 June 2019
HSBC Investment Funds (Hong Kong) Limited	RE	9	24 November 2015	10 June 2019
HSBC Investment Funds (Hong Kong) Limited	RE	5	24 November 2015	10 June 2019
HSBC Investment Funds (Hong Kong) Limited	RE	4	24 November 2015	10 June 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	24 November 2015	10 June 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	9	24 November 2015	10 June 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	5	24 November 2015	10 June 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	4	24 November 2015	10 June 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	24 November 2015	10 June 2019
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	9	14 May 2012	25 August 2015
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	5	14 May 2012	25 August 2015
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	14 May 2012	25 August 2015
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	14 May 2012	25 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	20 July 2009	21 November 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	12 May 2005	10 December 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RO	4	27 August 2004	16 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	27 August 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	23 June 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	23 June 2004